Ashok Lalwani


On November 17, the US Securities and Exchange Commission (SEC) issued its annual Agency Financial Report for the 2014 fiscal year. The report can be accessed here. The report focuses on the accomplishments of the SEC during the previous financial year, such as bringing a record number of enforcement actions as well as proposing and finalizing a number of rules required under the Dodd-Frank Act and the JOBS Act. Looking forward, the SEC seeks to…